You would be hard-pressed to find a reader of Tolkien who does not describe Middle Earth as ‘alive,’ in some way or other. When we, as readers, travel through Middle Earth alongside the Fellowship, or Bilbo and the dwarves, we cannot help but feel a sense that we are beholding a real, definite world that exists outside of us – not merely as a fragment of our imagination. Indeed, the places we encounter in Lord of the Rings and The Hobbit (which doubtlessly are the reason so many of us fell in love with Tolkien’s work) seem to be steeped in history, the languages of the Elves and other species of Middle Earth work through internally consistent linguistic structures, even the geographies and biological compositions of various regions – from the Shire to Lorien to Rohan – are carefully examined.
Tolkien himself agreed with this ‘realness’. In fact, in a letter to Milton Waldman (about the matter of publishing The Lord of the Rings) from 1951, Tolkien claims that he has “the sense of recording what was already ‘there’, somewhere: not of ‘inventing’” (Letters, 204). However, this perspective does not suffice to explain the reality of his work. Goethe, in his dedication for Faust, Part One, addresses the characters he created as if they were real people:
Ye wavering shapes, again ye do enfold me,
As rest upon my troubled ye stole;
Shall I this time attempt to clasp, to hold ye?
Still for the fond illusion yearns my soul?
Ye press around! Come then, your captive hold me,
As upward from the vapoury mist ye roll;
Within my breast youth’s throbbing pulse is bounding,
Fann’d by the magic breath your march surrounding.
To Goethe, it too seemed as though his epic creation took on a life, a reality of its own. Mephistopheles and Faust do not act on Goethe’s whim, but in accordance with their own motives and reasons. In fact, one might even argue that all great novels possess some sort of ‘reality’ – perhaps in the character’s psychology, in the story’s plot, in the overarching themes. What, then, makes Middle Earth different? Tolkien’s sentiment, just like ours, reaches further than great characters. Answering this question wholly is almost impossible. There have been many posts that touch on language, geography, and many other elements (much more eloquently than I could), all of which contribute to this reality. Thus, I wanted to think about the ‘layering of stories’, as we discussed in class.
Before even finishing The Fellowship of the Ring, we feel that there exists a lot more in this strange world than the tale we are reading. On the very first page, we feel the history Middle Earth is imbued with – The Hobbit and The Lord of the Rings are but sections in the larger Red Book of Westmarch (LotR, Prologue), and various pieces of information about Hobbits and the Shire are relayed to us in a manner almost resembling a textbook. Thus, we begin to understand larger structures, social, political, historical, geographic, that precede the story we are reading and in which our beloved heroes exist. This feeling is amplified by the fragments of other, older stories that Aragorn, Bilbo and other tell us of. By Weathertop (which itself carries history, as Aragorn explains to the hobbits), Aragorn tells the hobbits about “the tale of Tinúviel” (LotR bk. I, Ch. XI), an age-old love story of Beren and Lúthien; Gandalf’s account of the One Ring’s history (LotR bk. I, Ch. II) reveals that the scope of this struggle supersedes that of Frodo’s journey; Frodo exclaims that “We are forgetting our family history!” (LotR bk. I, Ch. XII) when the company travels past the stone trolls (which readers would recall from The Hobbit).
However, this history does not merely aesthetically exist to enhance the world of Lord of the Rings – the story is rather a manifestation of and continuation of a much grander tale, in which everything fits. Readers have an intuitive sense of this during Lord of the Rings, later made explicit in The Silmarillion – the War of the Ring is but a minute section of the cosmological story of Middle Earth and its creation. Sam makes this pivotal realization on the stairs of Cirith Ungol, exclaiming that they ultimately in the same tale as that of Beren: “Why, to think of it, we’re in the same tale still! It’s going on. Don’t the great tales never end?” (LotR bk. IV, Ch. VIII) Tolkien thus situates the story in a much larger history, in which greater forces are at play. Here again, the reader subconsciously feels that acute sense of reality, for we in our primary world are participants in grand workings that overshadow us ourselves.
Tolkien takes the reality of Middle Earth’s history and the cosmological forces driving it one step further. As a philologist and a scholar of medieval history, Tolkien is able to replicate much the same techniques we use for studying medieval history onto Middle Earth. Thus, the world is steeped in its own history – even the chronicle of the Lord of the Rings is given to us by way of Bilbo’s translations and transcriptions. This mirrors the transmission of our understanding of medieval history through manuscripts and the transcriptions thereof. The Red Book of Westmarch – a compilation of manuscripts about histories of the Shire and Middle Earth – itself is modelled on the Red Book of Hergest, a medieval manuscript Tolkien was familiar with. As we widen our vision from the adventures of The Hobbit to the cosmological scope of The Silmarillion, we see Tolkien’s vision: “a body of more or less connected legend, ranging from the large and cosmogonic, to the level of romantic fairy-story – the larger founded on the lesser in contact with the earth, the lesser drawing splendour from the vast backcloths” (Letters, 203).
If we expand our vision even further, we find the root of Middle Earth’s reality. Although not allegorical, Middle Earth’s existential trajectory, from its creation to the later tales and happenings, is very familiar to us through Christian beliefs. We feel a reality that mirrors the path of our world, replete with its methods for history, its languages, its mythologies. This beckons the question – are we part of this tale? We know how Lord of the Rings ends, but Frodo reminds us: “No, they never end as tales, (…) but the people in them come, and go when their part’s ended.” (LotR bk. IV, Ch. VIII) Tolkien connects our primary world to the secondary world not through allegory, but by understanding the substance of reality. He understood how histories and stories intertwine, how they shape each other, how this creates the framework of reality. The great tales never end, and Middle Earth’s reality can be found between the lines of the stories that inhabit it, just as ours can be.
—EP