"Well, I'm back."
The words with which JRR Tolkien chose to end The Lord of the Rings are basic but effective, just like the character who speaks them. Sam Gamgee seems at first like a secondary member of the Fellowship. Over the course of their journey, return and restoration of peace in the Shire, though, Sam becomes much more than just Frodo Baggins' accompaniment and guard. He becomes the reason the Ring is destroyed at all--his willingness and ability to support Frodo throughout the latter parts of their journey are the reason the pair manage to get to Mordor. Sam, unlike Frodo, is able to complete his mission, overcome it and return to the Shire to live. Unlike Frodo, he shows no long-term ill effects from the journey the Fellowship took.
It is Sam, not Frodo, who is the ultimate hero of The Lord of the Rings.
There are many different hero archetypes on display throughout the books--Aragorn, born into a noble family and destined for great things; Frodo, the doomed hero who ultimately fails to overcome his personal "dragon"--the Ring; and Eowyn, whose martial prowess conflicts with the position she is intended to hold in life. Sam is different from all of the other heroes in the book because his ultimate mission is not inwardly driven. He wants to go along with his master to help keep him safe.
At the council of Elrond, he betrays his hiding place out of worry for Frodo. "'But you won't send him off alone, surely, Master?' cried Sam, unable to contain himself any longer, and jumping up from the corner where he had been quietly sitting on the floor" (LotR 271). Significantly, Sam doesn't specifically ask to be sent with Frodo. He is simply concerned that Frodo not be sent on his own. Merry and Pippin, on the other hand, beg to be allowed to be a part of the party. While Gandalf supports their request, Elrond is initially unsure. This stands in stark contrast to the situation with Sam--he stood and protested Frodo being sent alone and was immediately told he could accompany his master. Clearly, Elrond sees some moral fortitude within Sam that will make him invaluable to the Fellowship.
In the later stages of the journey, Sam becomes increasingly important. In the encounter with Shelob, Sam's character makes a huge stride. The title of the chapter, "The Choices of Master Samwise," reflects this change. At the beginning of his battle with Shelob, "'now come, you filth!' he cried. 'You've hurt my master, you brute, and you'll pay for it'" (LotR 730). It is not only concern for Frodo that enables Sam to defeat Shelob. His own confidence is boosted by anger and allows him to channel some kind of power from the sword and send Shelob back into her cave once and for all. Sam's conversation with the comatose Frodo after the battle demonstrates Sam's character progression--"'O, wake up, Frodo, me dear, me dear. Wake up!'" (LotR 730). He has moved into the final stages of accomplishing his journey.After this point, Sam and Frodo's relationship is one of caretaker and cared-for rather than master and servant.
Ultimately, Sam's selfless mission allows him to come out of the journey relatively unscathed. His desire to put down roots in the Shire and make a life for himself ultimately overcomes his feelings of servitude to Frodo--he doesn't choose to sail west with Frodo and the elves. Frodo is right when he tells Sam, '"You cannot always be torn in two. You will have to be one and whole for many years'" (LotR 1029). No longer does Sam need to take on both his own burdens and Frodo's. He can now focus on his true purpose--restoring the Shire. Sam is not broken by the journey because of his selfless motives and his next demonstration of selflessness--getting the Shire back to its former glory--will allow him to get past his need to constantly be serving Frodo.
The message in Sam's story is that the best hero is one who serves by choosing to do so and that accomplishing the mission of helping someone else can ultimately be the key to that person finishing his or her mission. Without Sam, the Ring would never have been destroyed; even if it were, the Shire would not have been restored to its former glory. Sam is not a tragic hero like Frodo or a born king like Aragorn. His breed of heroism is one of selfless service and trimming leaves.
--Micah Sperling
Saturday, May 31, 2014
On Degrees of Heroism the Failure of Heroes
Much of our discussion on Wednesday was devoted to
classifying characters as heroes: in particular, the parallels between Aragorn
and Frodo. Over the course of our discussion, however, I began to find the idea
of a clinical, objective definition of heroism to be problematic, if not
impossible, to reach. If we are to reduce the conditions of possibility for
heroism to their barest qualifiers, we might arrive at the following list:
- A hero must go on a quest
- A hero must oppose evil
- A hero must be prepared to sacrifice for the good of the quest
It is important to note that all of these criteria must be
met willingly, if not with gusto;
again, the selfless, sacrificing nature of the hero is important. It is not
that he wishes to do so, but puts the journey over his own wellbeing; he stands
in opposition to evil out of moral obligation, not by accident or
self-preservation. Merely slaying a creature of evil – it can be imagined that
Orc infighting was not unheard of – does not recreate an opposition to evil. The
opposition must be moral, and only
physical where the quest necessitates it.
We talked in class about slaying monsters in relation to
heroism; slaying a beast out of desire
to be a hero is not, in my opinion, heroic in the sense that Tolkien’s heroes
are meant to be, but rather is reminiscent of heroes of the Beowulf mold. Acts
of valour may be considered a factor in increasing the degree of heroism, which
certainly needs to be addressed, but are not in themselves a qualifier for
heroism. Rather, the hero’s main preoccupation should not be self-serving, but
should be centered on his quest, be it a literal or metaphysical one. The
opposition of evil will necessarily serve his quest, and speak to his moral
stamina; he opposes evil at his own expense, not because he is not afraid, but
out of obligation to his task. This lends him appearances of valour, and indeed
does allow him to perform acts of bravery, but it must be in the name of his quest.
The questions we are left with, then, by the contents of the
Tale itself are these: Can one who meets the above criteria be nonetheless,
non-heroic, owing to some other factor? What precludes one from heroism? And
finally, what determines degrees of heroism, i.e. how can we consider one
character more of a ‘real hero’ than another, as Tolkien does in declaring
Samwise the true hero of the Tale?
Can a character who meets criteria for heroism not be a hero?
The first question is inspired by Frodo himself – Frodo, who
squarely meets the basic criteria for heroism listed above, but ultimately fails in his quest. The question is
less, ‘can a self-sacrificing person on a quest, who stands willfully in
opposition to evil, be a non-hero?’ due to some personal moral defect – this
could be explored, and certainly we could argue examples, but such a blemish of
character would likely lead either to an unwillingness to oppose evil, or
self-interest that would subvert the importance of the quest. In Frodo’s case,
it was neither of these things that led to his failure. Frodo unarguably meets
the criteria outlined above – he offers himself for the journey, in spite of
dangers both known and unknowable, with no expectations but that he would carry
the Ring as far as the body and mind of a Hobbit newly thrown into a world of
darkness could do. His inability, at the end, to let go of the Ring, did not
result from a lack of desire to oppose the forces of evil, nor from his own
personal interest or desires. Rather, it was the Ring’s power, at the cracks of Mount Doom, the strongest it had ever
been, that halted him. Tolkien himself, in Letter 246, acknowledges that it was
a physical and mental impossibility
for Frodo to relinquish the Ring at this point – indeed, that none could have
done so, even Gandalf. Frodo’s intent to see the journey through was evident
from the beginning – “I will take the
Ring,” he said, “Though I do not know the way.” His inability to destroy
it, I think, cannot rob him of the title of hero – else, we are left with a
world entirely devoid of them.
That said, it can hardly be thought that Frodo is the only
hero of this tale. Tolkien calls Sam the “chief” hero of the story; This is
perhaps a lofty claim, and one that cannot be applied to one character alone,
which brings us to the second question, the answering of which may prove
impossible at the end, and indeed a moot point. For the sake of exploration,
however, we shall continue, in brief.
What actions or attributes influence one’s degree of heroism?
The Fellowship was necessary because the quest could not be undertaken by one hero alone. All
those involved in the destruction of the Ring, in fact, meet the essential
criteria for heroism. If we are to declare one a ‘truer’ hero than the others,
what factors are we to use? Royal or divine birth? A tragic past? An ordinary
man with greatness thrust upon him? Acts of valour, possession of great wisdom
or bravery, or admiration of a people? The list is inexhaustible, and all of
these factors have been used at one time or another to define a ‘hero.’
We spent a lot of time comparing Aragorn and Frodo, in terms
of what makes them heroic and who is the ‘real’ hero of Lord of the Rings. Eventually we came around to Sam, as Tolkien
did. Of less import to our conversation were Merry and Pippin, and we did not,
as they were not relevant to the topic of the day, even consider Legolas or
Gimli or Gandalf. Their roles as heroes, however, cannot be ignored. They
cannot be classified as “mentors” or “companions” or otherwise instruments of
the struggle, while ignoring the things that make them heroic. Yes, they are all of these things, but they are
also heroes in their own right. It could never be said that any of them failed
to oppose evil, or did not sacrifice their own interests in the name of the journey
the Fellowship was bound for. Nor, I think, should we attempt to ‘rank’ them as
heroes; Éowyn’s slaying of the Witch King, Legolas’s diplomacy at Lothlórien,
and Sam’s constant fidelity are vastly different attestations to their status
as heroes, but none should be considered worthier than the others. Rather, they
are different kinds of heroes, all of whom play a necessary and irreplaceable
part in the service of the quest.
Looking forward to your thoughts.
~Amoretta
Friday, May 30, 2014
Modern Heroism
Merry
and Pippin are central points of view and are clearly main characters in the
story, and yet they are an archetype apart from the epic hero Aragorn or the
fairy hero Sam. In fact, it is difficult
to say exactly what archetype they fit into.
I would argue that they are not
meant to fit into either hero archetype Flieger discusses, but something
different altogether.
Considering
the various myths describing heroes, we can get a pretty accurate sense of how
to identify a typical one. Heroes go on
quests. They seek to rule a kingdom, or
win the heart of a princess, or rescue a damsel, or find a holy grail. They travel to far-off lands, often into
Faerie, and come back changed. Many of
them are born into obscurity and rise to a challenge. And, as we have discussed in class, heroes
slay monsters and fight evil.
Tolkien’s
main characters fit these attributes in varying degrees. Flieger draws a distinction between two kinds
of heroes that can somewhat classify the Men and Hobbits we know. The epic
or romantic hero is a noble doer of
great deeds, a person of almost superhuman ability and renown, who influences
great events. Aragorn, for example, as
the heir of Elendil and leader of Men, sways the political landscape of
Middle-Earth as he wanders back into the world.
“We admire him, but we do not identify with him.” The fairy-tale
hero is more a commoner, thrust into events beyond their control but with their
own goal to accomplish. Many are also
elf-friends with access to Faerie. Frodo
is quite literally a small person in a big world. Tasked with destroying a magical object of
power, he ventures through Faerie and returns with more than a few scars. (Flieger, “Frodo and Aragorn”, 124)
But
Merry and Pippin have no grand task on the scale of Aragorn or Frodo. Their
background isn’t mysterious or particularly obscure; in fact, it’s pretty
average for two hobbits. Neither of them
possesses superhuman ability or commands political sway outside the Shire. They would seem closest to a fairy-tale hero,
but they aren’t elf-friends either; even though they are allowed into Lórien
and Rivendell, they have no knowledge or much curiosity for the elves.
Flieger
speaks about the epic-romantic hero compared with the fairy-tale hero as a medieval-versus-modern
relationship, which characterizes Tolkien’s story as well. The epic-romantic hero is someone we as
readers can’t identify with very well, and derives inspiration from mostly
ancient stories like Homer’s epics and Norse myths. The fairy-tale hero is much more identifiable
and common in contemporary work, particularly the works of Brothers Grimm, but
tales of the sort have existed as long as the epic has. (Flieger, 124-125)
Still,
the typical fairy-tale hero leaves something to be desired in terms of
modernity. They are common people, but
still have ties to the ancient Faerie.
In the case of Frodo and Scyld Scefing, their mysterious qualities and knowledge
of Faerie somewhat remove them from the reader.
This is not to say that we cannot identify with Frodo; Flieger describes
accurately how Frodo’s emotions strike home much more than Aragorn’s. (Flieger,
125)
Rather,
Merry and Pippin exemplify an altogether different, more modern hero in The Lord of the Rings than either archetype
discussed by Flieger. Their story begins
in the humble beginnings of the Shire, much like Frodo and Sam. They both follow Frodo to Rivendell out of
friendship, to protect him as well as to face his troubles beside him. (Book I,
Chapter V) This is markedly different
from Frodo’s motives, which are more out of a sense of duty as well as a desire
to protect the Shire. In fact, these
motives are quite similar to Sam’s, given that his goal throughout the
narrative is to do his best to serve Frodo, as was discussed in class. At the same time, the story lines of Merry
and Pippin diverge away from their friends, at the sundering of the fellowship,
such that this goal is no longer their focus.
Instead, these hobbits do their best to protect the Shire, however they
can.
But
Merry and Pippin are also very different characters. Merry is possibly the most reliable of all
the fellowship, and certainly one of the most level-headed and practical
characters despite his moments of hastiness.
Pippin, on the other hand, is quite the opposite. He is brash, foolish (particularly according
to Gandalf), and immensely curious, with a surprising sense of duty and guilt.
Their relationship is often one of an older and a younger brother,
particularly if Merry has some measure of jealousy for the (albeit negative) attention
Pippin receives, as was suggested in class.
When
they are separated, both take on similar roles under a lord with markedly
different intentions. Merry gives his loyalty
to Théoden, who he sees as a father figure. (Book V, Chapter II) Pippin swears his sword to Denethor, out of a
sense of obligation to Boromir. (Book V,
Chapter I) But neither of them is able
to carry out this pledge per se, as Merry’s service is ultimately rejected and
Pippin defies Denethor in an effort to save Faramir.
Perhaps
it’s this rejection in both cases which causes their character
development. Merry is forced to ride without
hope of recognition or friendship into battle and ends up finding both in
Dernhelm. Pippin is required both to
make his own decision – between duty to Denethor and the life of Faramir –and
to be relied upon by someone rather than the reverse.
To
return to the main inquiry, it’s clear that Merry and Pippin – and perhaps Sam
under the right light – are an altogether different type of hero than Frodo and
Aragorn, perhaps in the loosest sense.
Their goals are less clear-cut, and their paths more controlled by the forces
around them rather than vice versa.
Their development as characters could be described as growing up, and it
seems as if they follow the archetype of a modern fiction protagonist in a
coming-of-age story. The effect of this archetype
seems almost to draw connection to the zeitgeist of war-bound youth in Tolkien’s
time, though this is a discussion for another day.
--HC
The “Maimed Kings” Théoden and Frodo
On
Wednesday, I was somewhat surprised that King Théoden wasn’t listed on the “Board of Heroes.” Of course, the Lord of the Rings is a tale of many heroes, and a one-hour-twenty-minute class period doesn’t give us ample time to cover them all. But I believe
Théoden also holds a heroic role
worth considering further. In fact, I believe he and Frodo have a similar role
as “maimed kings” within their respective storylines.[i]
In her chapter, “Frodo and Aragorn: The Concept of the Hero,”
Verlyn Flieger presents Frodo as the “maimed king,” in contrast to Aragorn, the
“healer king.” According to Flieger, “The Maimed King in the Grail Stories is
counterposed to the Healing King, the Grail Knight,” (Flieger, p.134). Although
the “healer king” is the active “renewer” in the story, the “maimed king” is
still crucial, for “without [his] sacrifice the efforts of the Healing King
would be in vain.”
Flieger subsequently lists the criteria that make Frodo a
“Maimed king,” akin to that of the Grail legend: First, he is literally maimed
(by the Witch-king, by Shelob, and by Gollum). Second, his “loss of the Ring
makes possible the renewal of the land” (both of Middle-earth in its entirety,
and more specifically of the Shire) (Flieger, 144). Third, he is “associated
with and finally committed to water.”
Interestingly, Théoden fits these criteria, too. In Volume II, Théoden is introduced as an ailing king, deceived and
poisoned by Gríma Wormtongue. While he does recover physically, he has lost his
only son, Théodred; the Arthurian “Maimed King” is infertile due to his
wounds, but Théoden is similarly wounded
when he loses his only offspring. Théoden subsequently rallies his people to victory both in
the Battle of the Hornburg and when they are called to aid Gondor, where he ultimately
dies on the Pelennor. Merry and Eowyn actually immediately rise to avenge his
death, and take on their own roles as heroes. Finally, Théoden’s body is returned to Rohan, which is oddly
referred to as a “sea” of grass at points throughout the text. For instance,
when Gandalf, Aragorn, Gimli, and Legolas follow the riders of Rohan to Edoras,
Tolkien writes, “Often the grass was so high that it reached above the knees of
the riders, and their steeds seemed to be swimming in a grey-green sea,” (LOTR,
p.504). Considering this, Théoden is
also associated with “water,” and is finally committed to “water” when he dies.
In light of this similarity, I extend Flieger’s claim. Instead
of viewing Frodo as the “maimed king” of the text, and Aragorn as the “healer
king,” I believe that Frodo and Théoden, both “maimed kings,” each support a league of
healer kings. As Flieger mentions, Frodo’s sacrifice of taking on the
“anti-quest” of losing the ring allows Aragorn to become King of Gondor, and as
we discussed in class, although Frodo is unable to save the Shire himself, his
sacrifice allows Merry, Pippin, and Sam to do so. Similarly, while Théoden dies, he inspires those who love him to take on
heroic roles. Eomer becomes king of Rohan, and during his reign the country
prospers (LOTR, p.1070). Eowyn and Merry first avenge Theoden’s death, and then
each become “healers” themselves, helping to restore Ithilien and the Shire,
respectively.
Considering
the end of both Frodo’s and Theoden’s story reminded me of Tolkien’s words to his
friend Geoffrey B. Smith (Letter 5). After hearing about their fellow TCBS
member Rob Gilson’s death, Tolkien and the other two remaining members are clearly
shaken up—in Tolkien’s words, “something has gone crack.” Yet he writes to
Smith about his continued expectation’s of TCBS’ greatness, saying “…when I say
that I now believe that if the greatness which we three certainly meant (and
meant as more than holiness or nobility alone) is really the lot of the TCBS,
then the death of any of its members is but a bitter winnowing of those who
were not meant to be great—at least directly.” At first, this sounds
startlingly irreverent (in fact, Tolkien qualifies this sentence by saying, “God
grant that this does not sound arrogant”), but Tolkien explains that he does
not mean that [Gilson] was not meant to be great, and so God removed him from the
world. Rather, he means that [Gilson] has now achieved a different greatness, as he
as become an unforgettable inspiration for the remaining three members. Tolkien
stands by what he claims to be a collective TCBS belief that the club, no
matter how small it becomes, is destined for importance: “…the TCBS was
destined to testify for God and Truth in a more direct way even than by laying
down its several lives in this war.” Further, he concludes that, “Of course,
the TCBS may have been all we dreamt—and its work in the end be done by three
or two or one survivor and the part of the others be trusted by God to that of
the inspiration which we do know we all got and get from one another.”
In many ways, Frodo and Théoden[ii],
the “maimed kings,” are also the Rob Gilsons of The Lord of the Rings (even if Tolkien didn’t directly intend for
them to be so, considering his vehement dislike of allegory). Through their
sacrifices, they lose their own ability to achieve greatness in Middle-earth,
but imbue others with the ability [to] succeed. In some ways, I would still call
this healing, but a healing of a more spiritual kind, somewhat similar to
Jesus’ sacrifice for human kind in the New Testament.
As Flieger points out, by “maiming” Frodo on his quest,
Tolkien is pointing out that the world is not fair: “In the real world things
seldom turn out as we would like them to, and the little man is as subject to
tragedy as the great one” (Flieger, 145). Tolkien’s real-life loss of his
friend Rob Gilson highlights this theme. Overall, considering Flieger’s concluding
remark, that “By giving us both Aragon and Frodo [Tolkien] has used the
contrast between them to widen and deepen the meaning of his story,” I think it
is further enlightening to consider that there are other characters in “maimed
king” roles occurring in synchrony with Frodo in the Lord of the Rings.
-ERGG
[i] I do not mean to say that Théoden is a fairy-tale hero, like Flieger claims Frodo
is. As King of Rohan, he certainly isn’t a low-born person who finds himself on
a grand quest. I am limiting my comparison to the “maimed king” component of
Flieger’s argument regarding Frodo’s brand of hero.
[ii] I do not think that Frodo and Théoden are the only “maimed kings” of Middle-earth,
either. For me, the first good example to compare with them that comes to mind
is Thorin Oakenshield.
A starting definition for hero in the Lord of the Rings
What is the
definition of a hero in the Lord of the
Rings? For those present in class on May 28th, this was one of the
unresolved questions we were left pondering.
Building off of Verlyn Flieger’s Frodo
and Aragorn: The Concept of a Hero, I will attempt to establish a broad definition of a hero in the Lord of
the Rings. My current definition is
as follows: Heroes in the Lord of the
Rings are unequal, role-playing actors who can share characteristics and
who participate in the War of the Ring as loyal defenders of the cause of opposition
to evil. This blog will attempt to
describe this definition in closer detail.
Heroes are unequal, role-playing actors who
can share characteristics. These characteristics are of different degrees and
in different senses.
Flieger argues
that “the conventional medieval story, whether epic, romance, fairy-tale, or
some combination of these, most often focuses on one figure –the hero of the
tale…[but] in the Lord of the Rings,
Tolkien has written a medieval story and given it both kinds of a hero”, that
is, one who represents the “extraordinary man” and one who can identify with
the “common man” (p.124.). According to
Flieger, these two characters are Aragorn and Frodo respectively as she claims Aragorn
is the traditional epic/romance hero, larger than life, a leader, fighter,
lover, healer” in contrast with Frodo who “on the other hand is a fairy-tale
hero (p. 124)” with the “mythic significance of a bringer of peace, prosperity,
and fruitfulness (p. 136).”
Armed with Sting,
however, does Frodo not fight throughout the Lord of the Rings? Flieger notes,
Frodo is “no warrior (p. 134)” but I would argue that though he may not have
been one from the beginning, he certainly transforms into one. We must keep in mind, however, that defining
Frodo as a warrior is not identical to the definition of a warrior relative to
Aragorn. In other words, Frodo and
Aragorn are both warriors but their position as warrior in the War of the Ring
is unequal. Furthermore, is Frodo not a
leader in the sense that he bears the burden of the ring and ultimately brings
it to Mount Doom? Flieger would claim
that Frodo “accepts an intolerable burden not from a sense that he is the
proper one to bear it but because no one else volunteers (p. 134).” While Aragorn was more assertive with his
mission and Frodo more hesitant and less inclined to lead an army of men with a
charge into a group of orcs, they both ultimately exert their moments of
leadership throughout the epic and Frodo does such in his offering to bear the
ring and ultimate completion of his mission with Sam. It would also be difficult to say that Aragorn
fails to display the characteristics of peace, prosperity, and
fruitfulness. While not to the same
extent as Frodo perhaps, he still has his moments with these qualities.
Furthermore,
Tolkien explicitly notes that Samwise Gamgee is the “chief hero” of the Lord of the Rings (Letter 131 p. 161). What
this implies is that defining a hero does not necessarily have to do with his
or her social status or qualities and/or skills that may be of a heavy
attraction to readers. In other words,
Aragorn who is a King, an assertive leader, and “larger than life” is not the
highest ranked hero in the Lord of the
Rings even though it seems as thought he very well might likely appear to
be as such. Thus, what we have seen so
far is that heroes are unequal. They can
share the same characteristics, but just in a different sense and to different degrees, which reveals the importance of relative role-playing in heroism.
Heroes participate in the War of the Ring as
loyal defenders of the cause of opposition to evil. Heroes fight monsters in this defense, but
they do not necessarily have to slay the monsters in order to be classified as a hero.
Flieger notes that
“Gandalf fights the Barlog, Sam fights Shelob, Aragorn fights orcs (p. 141)”
and states “the function of the monster in medieval narrative is to oppose the
hero, to body forth tangibly the evil to be overcome, to be the force against
which the hero’s strength and courage are tested (p. 142).” All of these enemies here can fit this
definition. A monster is not necessarily
meant to be evil in its completeness.
Sauron, “the greatest enemy” does not meet the criteria for a monster
according to Flieger because monsters “must be denizens of the material world,
in it and of it (p. 141).” Thus, as all
of the heroes are opposing the ultimate evil in the Lord of the Rings, the monsters are its representatives who the
heroes must fight as a test and as an obstacle to overcome.
The
heroes, however, do not have to slay the monsters they encounter in order to be classified
as heroes but rather they just must simply fight in opposition. Sam, the “chief hero," for
instance, does not slay Shelob, as her fate is uncertain. Gollum, a monster according to Flieger, is
not slain by Frodo or Sam either. In the
end, it is the fight and the opposition that defines the hero because “man always loses…but in losing he wins a greater victory" and ultimately “evil destroys itself (p.144)." Therefore we
can see that it is the loyalty and defense of the cause that makes one a hero,
not whether or not the person slays a monster.
In conclusion, we
have seen a closer examination of this definition of a hero and what
remains complicated and unaddressed as a result of space is the concept of love
(ex: what kind of love is necessary to be a hero?) within this definition. Comments welcome.
- AM
Interpreting the Modes of Hero
In
class we spent much of the time discussing what constitutes a hero in the world
of Tolkien and what characteristics marked the heroes as heroes. While looking
at the list of characteristics on the board, I started thinking about the hero
arcs of Frodo and Aragorn and why they echoed each other the way they do. As we
discussed in class, they do echo each other by having mysterious beginnings
etc., but what really caught my attention wasn’t how they mirrored each other,
but instead how they differed and why their stories are different in contrast
to their similar beginnings.
They are undoubtedly
different. As Verlyn Flieger explains, they represent the two kinds of heroes
“the extraordinary man whose mighty deeds give epic sweep to great events
(Aragorn) and the common man whose trials lend to his actions a poignancy that
draws the reader into the text to experience events with him (Frodo),” (Verlyn,
122). In simpler terms, Aragorn is a
romantic epic hero and Frodo is a folk tale hero. He is Jack who sold his cow
for magic beans. He is not on his own extraordinary. He is an ordinary man in
extraordinary circumstances. Yet Tolkien goes through so much trouble in making
both of these characters as similar as possible in their origins by giving them
both the beginning of the classic hero. Both have a mysterious beginning, are
raised in a home that is not of their immediate family, and neither is young
when the story begins. There is however one major difference in their
beginning, outside of their personality, that I found very interesting. Frodo
is not of divine or magical ancestry whereas Aragorn is.
In class, I know there
was a discussion trying to turn Frodo into one of divine or magical ancestry,
but I personally disagree with that. Yes he comes from a well-educated, rich
family, but his family is not magical or divine. The only possible divine or
magical figure in his family would be Bilbo, and Bilbo achieved what he did not
through birth but experience. Thus I don’t see that as an indicator of divine
or magical blood. So, if you approach the origins of these two characters from
this lens what appears is a romantic epic hero the form of Aragorn and an
ordinary man in the trappings of a romantic epic hero in the form of Frodo.
The next important heroic
origin moment for both of these characters surrounds the swords. Aragorn
presents the sword that has been forged anew at the council, which as Verlyn
points out resembles the weapons of the dragon slayers rather than those of the
king. It is instead Frodo’s sword, which is drawn from a wooden beam that
imitates the swords of kings such as King Arthur. So at this point they both
continue within the romantic epic hero version of a hero, except for Frodo’s
grumblings of the every day man.
This changes when the group separates and Frodo heads out alone with Sam. Verlyn aptly describes this turn of the story and where it leads the characters as “Aragorn’s is a journey from darkness into light, while Frodo’s is a journey from light into darkness – and out again,” (Verlyn,125). Aragorn rises from the general obscurity of a normal individual into that of the heroic, romantic king in the eyes of the world. Yes he reveals himself with the sword, but only those on the council, many of which already knew who he was are party to this information. Once Aragorn leaves Frodo he tells everyone he comes into contact with and the word spreads. His legend as a hero begins. His fights are with orcs and Sauron, the most recognizable of monsters, the ones that are powerful enough to threaten all of mankind. Frodo on the other hand falls. He wanders into the wilderness and fights himself. That is the moment that Frodo is no longer the epic hero. He becomes the folk hero. He is not fighting with power against power. His monster is Gollum, who as Verlyn explains, is what Frodo could become, his darker self under the influence of the ring. His monster is not a threat to society in so far as its independent power, but Gollum is a threat to Frodo’s self, and Frodo loses.
This changes when the group separates and Frodo heads out alone with Sam. Verlyn aptly describes this turn of the story and where it leads the characters as “Aragorn’s is a journey from darkness into light, while Frodo’s is a journey from light into darkness – and out again,” (Verlyn,125). Aragorn rises from the general obscurity of a normal individual into that of the heroic, romantic king in the eyes of the world. Yes he reveals himself with the sword, but only those on the council, many of which already knew who he was are party to this information. Once Aragorn leaves Frodo he tells everyone he comes into contact with and the word spreads. His legend as a hero begins. His fights are with orcs and Sauron, the most recognizable of monsters, the ones that are powerful enough to threaten all of mankind. Frodo on the other hand falls. He wanders into the wilderness and fights himself. That is the moment that Frodo is no longer the epic hero. He becomes the folk hero. He is not fighting with power against power. His monster is Gollum, who as Verlyn explains, is what Frodo could become, his darker self under the influence of the ring. His monster is not a threat to society in so far as its independent power, but Gollum is a threat to Frodo’s self, and Frodo loses.
Now this part right here
is what really confuses me about the nature of the hero in Aragorn and Frodo.
The epic hero almost always falls in the end, yet it is not Aragorn who falls
but Frodo. So Frodo begins as an ordinary man dressed as an epic hero, turns
into the folk hero we usually associate him with, but he becomes the epic hero
in the end. He came by water and so he leaves by water in the tradition of the
epic hero. Aragorn on the other hand begins in the world as relatively obscure,
even though he seems super human in his leadership, fighting, and healing
abilities. From this obscurity as Strider he turns into the King and wins the
girl. He lives a happily ever after. That is much more the folk tale ending
than Frodo has. Thus I would like to suggest a way of understanding these
changing modes of hero, which I fully admit I may have over thought or am just
blatantly wrong about. If so, please tell me!
I saw these changing
modes of hero as the rise of the humble and the humbling of the great. The
humble Strider becomes a king, but in doing so he changes from a king of epics
to a folk hero who happens to come in the body of an epic king. Frodo on the
other hand, is the epic hero in the body of the ordinary man. He has all the
prerequisites for the epic hero except the divine or magical ancestry, in other
words, the blood. Frodo thus rises from the folk hero to the epic hero in his
ending. This interpretation also helped me come to terms with the roles of
several of the other heroes named in class. This would explain the glorification
of Eowin’s fall from power. She becomes great in her humility. Sam is also the
main hero of the story because he is the humblest of them all. He comes as a
servant and as a friend, not as a king or a hero, folk or epic. Sam is
precisely the hero because the humblest is the highest and he is the humblest
of them all. Unfortunately, I wasn’t quite sure how to fit Merry and Pippin in
this, so maybe they aren’t heroes? I am not fully comfortable with that idea,
but it was the only way I could understand the modes of hero in such a way that
included the majority of the heroes we talked about in class.
-MEC
-MEC
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